REVIEWS

A selection of the best from recent issues of the Philosopher

 

Heavenly spheres Liberalism as Intellectual Leadership

The Philosopher's verdict: energy better spent sparking  heated debate

The Idea of a Liberal Theory: A Critique and Reconstruction
by David Johnston, Princeton University Press, Princeton, NJ: 1994** x, 204pp. ISBN: 0-691-02913-X, £12.95(pb)
According to John Kenneth Galbraith, the celebrated economist, there exists only one class, the middle class, commonly referred to with exaggeration as the hardworking middle class. At least, in 'advanced' countries such as the United States. There is no reference to a rich upper class: they have taken cover behind a more 'politically defencible' middle class; and there is equally no reference to a lower class: that would be socially indecent. Add to this an electorate dominated by relatively fortunate people quite capable of providing most (if not all) social services for themselves and the result is sure to be an adjustment in popular attitude so that government provision for the under-class has come to be seen as an especially oppressive role. 

Those programmes aimed at the comfortably affluent are not, in this context, regarded as a burden, those for the socially invisible underclass are. Medical care for the poor, urban education, public housing for the otherwise homeless and above all the welfare safety net (including for young mothers and their children) are heavy burdens. Simply put, a burden is a burden only when it provides for the less fortunate. This attitude adjustment accompanies a marked shift of influential public concern from stagnation and unemployment to inflation. For the majority enjoying modern well-being, unemployment is not a danger: it is something suffered by someone else. Far more threatening is any substantial and persistent inflation that devalues savings and other financial assets, and depletes salaries, pensions and other fixed or largely fixed returns. In fact, disregarding the diplomatic language, society has begun to welcome a certain level of unemployment as an assurance of price stability, and stagnation and unemployment are better alternatives than inflation. Government intervention aimed at addressing these social needs are seen to be the biggest causes of inflation: this is the Keynesian legacy. 

In response the upper class would claim that the joint phenomena of corporate downsizing, restructuring, 'slow growth' and declining productivity has meant that its standard of living is being increasingly threatened. The fact, however, is that there has been a massive redistribution of income and wealth from the lower to the higher brackets. In the last years the upper one per cent of income recipients in the US has had a huge gain in income and wealth, and the upper 10 per cent have done very well. Differences in incomes are greater now than at any other time since the 1930s, giving the US the most inequitable distribution of income in the advanced world. The under-class has lost ground, and again, although this allocation goes largely uncriticised, government intervention to remedy the situation is bemoaned. 

The first premise of liberal political theory is that only individuals count. Liberal individualism is the substance and strength of the liberal tradition, and as only individuals count, individuals need think only about themselves, about their shares, and about whether their rights have been respected or violated, and whether they have received or failed to receive their fair share. People can best secure the means to be effective agents by carving out for themselves the most extensive set of rights, and the largest bundle of commodities, they can obtain. 

In this book, however, David Johnston argues that this is wrong, that the whole of modern society has been suffering from liberalism 'misinterpreted'. Rather, he argues that any good society would enable its members to develop the skills required to be agents and to have a sense of justice, that the major institutions and practices of any good society should be shaped by the recognition of the claim that all human beings share an equal interest in having the means (or resources) necessary to pursue the projects they formulate and to try to realise the values they conceive and finally, that in a good society resources would be fairly distributed, although the equality of outcome would depend on the differences in individual values. 

Johnston begins by examining the three pillars of liberalism: rights-based, perfectionist, and political, and demonstrates their respective weaknesses with such devotion to careful argumentation that the book is indeed valuable as an introduction to liberal thought, and goes on to suggest that a different approach could be found in 'humanist liberalism', which although still based on the traditional emphasis on rights, involves a different way of thinking about it, based on the claim that human beings have a 'generalizable interest in having the means necessary to pursue the projects we formulate and to try to realise the values we conceive.' In developing this new approach he betrays the fact that liberalism has not, as he contends, been misinterpreted but rather that the present approaches have inherent failings observable on implementation. 

Considering the 'Dworkinian position' that utilitarian reasoning has a legitimate role in deliberations about public affairs, but that it is valid only up to the point where it meets a right, Johnston suggests that utilitarian thinking should not play a role in public affairs reasoning at all, but that what we should think about, in assessing policies, institutions, and practices, is the impact they have or are likely to have on the means available for people to pursue their values and goals. This argument stems from the logic that when reasoning about public affairs, considerations of rights occur from the start, and avoids the tension between the ideas of right and good, implicit in Dworkin's approach, as utility does not count. What counts rather is the means available for individuals to pursue their values and goals, eliminating the distinction between a good society and a just one. 

Unlike Dworkin, who develops his theory of distributive justice without formulating any list of goods to be distributed, Johnston argues, rather weakly I believe, that any theory of distributive justice 'is only as good as the account of the things to be distributed on which it relies', and follows this by asserting that mental and physical powers, liberties and opportunities and resources such as income and wealth and status and recognition are rightful items on any list of primary goods. Thus he attempts to develop a 'means index'. The spinoff of this addition is that by placing individual values at centre stage, Johnston can argue that intervention toward compensation for inequality is inappropriate and that the state and its agents should not be important agents of social and political change. 

However, it is in his discussion of the distribution of goods that Johnston could be clearer. He contends that distribution should meet two desiderata: first, to the extent that goods are necessary for individuals to be able to participate fully as equals in the life of their society, including its political life, regulation and redistributive measures should aim to guarantee that all individuals receive those goods. Second, to the extent that goods are value-dependent, their distribution should be value sensitive. It is in this latter regard where value-dependent goods are distributed in ways that are sensitive to individuals' values and not merely their purchasing power that Johnston risks being labelled a closet-utilitarian. It is surprising that Johnston does not seem to realise that fence-sitters invariably draw criticism from both sides. 

Johnston says from the outset that he has written a book to defend liberal values, to guard against liberal complacency and to provide for a reinterpretation of liberal principles to restore it 'to a position of intellectual leadership from which it can guide political and social reforms'. It is probably my bias, but when confronted with a system that has such a ruthless and oppressive result when implemented, whose three major contemporary schools of thought are so demonstrably incomplete, and considering how prone it is to 'misinterpretation', I wonder whether energy would not be better spent in evaluating and advocating a more communitarian approach. Johnston's volume, nonetheless, is essential reading for the heated debate it is bound to spark.

 Reviewed by Ashley Frank


Never mind what The Philosopher says -

take me to the bookshop!

** The Idea of a Liberal Theory was also briefly reviewed in Volume LXXXIV No. 2, by Russell Bentley.